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OPEN AN ACCOUNT
ACCREDITED INVESTORS (HNWIs)

PROCESS FLOW

Introduction
Documentation
Agreement
Setup & Configuration
Workshops & User Training
Funding / Limit Setup
Trading

Introduction with the Relationship Manager and the MFS DIFC Client On-Boarding Team

Required KYC Documents and Agreements to be submitted to the MFS DIFC Client On-Boarding Team

All required agreements to be signed off by both parties

System setup and configurations to be done based on the agreements

Client teams to be made familiarized with the systems and business processes

Client to fund the account or request for trading limits

Commence trading

THE FOLLOWING ARE REQUIRED FOR HNW INDIVIDUAL CLIENTS TO OPEN AN ACCOUNT
KYC Documents

  • Certified Personal ID and Passport Copy

  • Certified Proof of Address

  • Certified Source of Wealth Confirmation

  • Certified Documents showing the source of Wealth and Funds

  • Last Three months Bank Statements with the bank stamp

AGREEMENTS & FORMS

  • Professional Non-Institutional Client Agreement

  • Derivatives Trading Agreement

  • Investment Knowledge and Trading Experience Declaration

  • Self-Certified Net Worth Declaration

  • Politically Exposed Person Declaration

  • CRS Individual Form

  • FATCA Form

* “ID/ Passport documents, Address Proof must be duly certified as “Original Seen” by a lawyer, notary or qualified accountant with complete details of the certifier e.g. name, address, contact number, membership of the professional institution and its number.”

SEND US YOUR DOCUMENTS

Send us your complete set of documents to mid-office@gtnasia.com with a header “Account Opening – <Your Name>”.