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OPEN AN ACCOUNT
BROKERS

THE FOLLOWING ARE REQUIRED FOR BROKERS TO OPEN AN ACCOUNT
KYC Documents
  • Certificate of Incorporation/Commercial License/Registration

  • Memorandum / Articles of Association

  • Client Authorized Signatory - Name with Designation

  • List of Authorized Signatories & Passport Copies (Passport is required only for the signatories who sign the agreement)

  • Counterparty SSIs

  • List of Directors

  • Latest Audited Financial Statements

  • Group Structure

  • Manuals and Policy Documents from Counterparty (Insurance Policy, Data Protection Policy, IT Recovery Plans/Business continuity plans/Privacy Policy etc)

AGREEMENTS & FORMS
  • Main Agreement

  • DDQ Form

SEND US YOUR DOCUMENTS

Send us your complete set of documents to mid-office@gtnasia.com with a header “Account Opening – <Your Name>”.